ACAMS CGSS Korean Prüfungsplan:

Thema	Einzelheiten
Thema 1	Sanctions Screening: This section of the exam measures the skills of a Financial Crime Investigator and covers the practical use of screening controls such as customer, transaction, and third-party checks. It outlines how screening tools operate, the importance of name-matching logic, and the handling of alerts. The section ensures that candidates can monitor risk exposures effectively by using technology, manual review processes, and documented procedures. It reinforces the significance of consistent screening quality to prevent sanctioned individuals, entities, or vessels from accessing financial systems.
Thema 2	Sanctions Compliance: This section of the exam measures the skills of a Sanctions Compliance Analyst and focuses on understanding the purpose, legal basis, and scope of sanctions. It explains who has the authority to impose sanctions, the types of licenses that may permit limited activity, and the conditions under which exemptions apply. Candidates are expected to understand how sanctions regimes function globally and what consequences organizations face when they fail to comply. This part ensures that the learner can identify the regulatory intent behind sanctions measures and interpret them correctly within day-to-day operational decisions.
Thema 3	Detecting and Investigating Sanctions Evasion Techniques: This section of the exam measures the skills of a Sanctions Compliance Analyst and covers how individuals and entities attempt to evade sanctions through complex ownership structures, trade manipulation, and hidden payment routes. It explains the indicators associated with common evasion typologies and the investigative steps required when potential breaches are detected. Learners also explore the obligations around asset-freezing and reporting, focusing on how to manage such cases while maintaining regulatory compliance.
Thema 4	Building a Sanctions Compliance Program: This section of the exam measures the skills of a Financial Crime Investigator and covers the development of an effective sanctions compliance program. It introduces sanctions risk assessments, enhanced due diligence practices, beneficial ownership analysis, and documentation standards. Candidates also learn the basics of screening technology, workflow design, and how policy requirements are embedded into operational processes. The section prepares learners to contribute to a structured and well-governed program capable of identifying and mitigating sanctions risks.

Referenz: https://www.acams.org/en/certifications/certified-global-sanctions-specialist-cgss#course-content-deffae40

ACAMS Certified Global Sanctions Specialist (CGSS Korean Version) CGSS-KR Prüfungsfragen mit Lösungen

Frage #1

EU 제재 준수와 관련하여 사실인 것은 무엇입니까? (2개 선택)

A. EU의 제재 준수 범위는 미국 제재 준수 범위보다 더 넓습니다.
B. 모든 EU 국민, EU에 거주하는 사람 또는 EU에서 사업을 하는 사람은 EU 제재를 준수해야 합니다.
C. EU의 제재는 EU의 영토, 즉 영공에 적용됩니다.
D. EU의 제재는 영토외적 영향을 미치므로 모든 국가는 EU의 제재를 준수해야 합니다.
E. EU에 거주하는 외국인은 EU 제재를 따를 필요가 없습니다.

Lösung anzeigen Diskussion 0

Antwort: B,C 🗳️