CMT Association CMT Level 1 CMT-Level-I Prüfungsfragen mit Lösungen:
1. Indicators that measure what uninformed investors are doing are referred to as:
A) Cycle indicators
B) Flow of funds indicators
C) Breadth indicators
D) Sentiment indicators
2. In a doji candlestick:
A) Supply exceeds demand
B) All the above
C) Supply and demand are in balance
D) Demand exceeds supply
3. Manuel Luscher, CMT, is meeting with a potential client. Luscher tells the potential client that "My biggest client, Tom Cardazo, is a good friend of yours and has been very happy with his compound annual return of over 10%." Luscher also tells the potential client that "I will make sure that your transactions are completed before trading for my family's accounts." With respect to the MTA Code of Ethics, Luscher's actions are:
A) In violation of the Code with respect to both disclosing client information and the priority of transactions
B) In violation of the Code with respect to disclosing client information, but not with respect to the priority of transactions
C) In violation of the Code with respect to the priority of transactions, but not with respect to disclosing client information
D) Not in violation of the Code
4. The concept that best helps quantify the risk of a trading system is the:
A) Maximum cumulative drawdown
B) Longest flat time
C) Length of average winning trade
D) Maximum favorable excursions
5. Gaps normally occur:7374
A) Between the close of the market on one day and the close of the next day7778
B) Between the high of the market on one day and the open of the next day8182
C) Between the close of the market on one day and the open of the next day7576
D) Between the open of the market on one day and the open of the next day7980
Fragen und Antworten:
| 1. Frage Antwort: D | 2. Frage Antwort: C | 3. Frage Antwort: B | 4. Frage Antwort: A | 5. Frage Antwort: C |
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